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IIA IIA-CFSA-SEC Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Auditing Financial Services Processes | 25-35% | - Securities Operations
|
| Topic 2: The Regulatory Environment | 10-20% | - Securities Regulation
|
| Topic 3: Financial Services Auditing | 25-35% | - Professional Auditing Standards
|
| Topic 4: Securities Discipline | 20% | - Capital Markets
|
| Topic 5: Auditing Financial Services Products | 25-35% | - Product Risks and Controls
|
